Continuing Education
This program has been approved for 3.0 CE credits from the CFP Board and 2.5 CE credits from the Investment & Wealth Institute.
 This program has been accepted by the CFP Board for CE credit and can be reported for CFP® certification & renewal.
|
 This program has been accepted by the Investments & Wealth Institute for CE credit, and can be reported for CIMA®, CPWA®, RMA® & CIMC certification & renewal. |
|
|
Founder & CEO, Sovereign Financial Group Chuck has been a financial advisor for more than 25 years. He started in the early 90s as a "cold calling cowboy" in NYC selling individual stocks. As he built his book, he always planned to go independent and did so in 1999 by opening an independent branch of Raymond James Financial. |
|
CEO, Orion Natalie Wolfsen joined Orion Advisor Solutions as CEO in October 2023 and is a member of the firm’s Board of Directors. She is the former CEO of AssetMark and has nearly 30 years of financial services industry experience. For over 25 years, Natalie has served independent advisors (RIA and broker-dealer affiliated) with more than a decade of working with independent and insurance broker-dealers. |
|
Founder, Diana Cabrices Consulting Throughout her wealthtech journey, Diana has represented brands with solutions spanning the advisor tech gamut, including marketing, branding, recruiting, M&A, succession planning, small business benefits, and more. |
|
|
Head of Technology, Thrivent Advisor NetworkChief Executive Officer, Bryn Mawr Capital Management Jamie P. Hopkins is the Chief Executive Officer of Bryn Mawr Capital Management. He has extensive wealth management experience, bringing innovative thinking, transformative leadership, and a strong reputation for fostering Client relationships. |
|
|
Founder & President, Concurrent Financial Planning Preston specializes in empowering individuals to share stories that inform their life’s design to achieve financial freedom and well-being. He aims to help you find life and money alignment, giving your money assignment. |
|
Managing Partner, Jacko Law Group, PC Michelle L. Jacko, CSCP, is CEO of Core Compliance & Legal Services, Inc. (“Core Compliance”), a compliance consultation firm which services registered investment advisers, broker-dealers hedge/private funds, investment companies, and financial professionals. |
|
Independent Compliance Consultant Alisha P. Dowell, a compliance pro with a knack for navigating the financial world. Armed with a bachelor's in criminal justice and an MBA from Southeastern University, she kicked off her career as a state securities regulator for over 7 years. For the next four years at Key Bridge Compliance, she played the Outsourced CCO role for multiple SEC registered RIAs. |
|
President & Co-founder, Key Bridge Compliance Ian Meiksins is the President and co-founder of Key Bridge Compliance. Prior to launching Key Bridge Compliance, Mr. Meiksins worked at Graydon Compliance Solutions, LLC, where he served as a Compliance Officer, Senior Compliance Officer and Chief Compliance Officer. In his role as an outsourced Chief Compliance Officer, Mr. Meiksins served Investment Advisers across the country, working with institutional asset managers, wealth managers and Private Funds. |
|
Chief Evangelist, FMG Samantha is the Chief Evangelist at FMG and has been helping financial advisors grow through creative digital marketing and communication strategies for the last 10+ years. A big part of that is helping them switch their mindset from an "outbound cold sales" to a "warm inbound" approach. |
|
Head of Family Office Services, SpiderRock Advisors Maisie is responsible for business development and client portfolio management for SpiderRock’s family office clients and prospects. She began her career at Goldman Sachs Asset Management, and since 2006 has worked with institutional clients in a business development capacity in both traditional and alternative asset classes. |
|
Founder & CEO, DPL Financial Partners David Lau is the Founder and Chief Executive Officer of DPL Financial Partners, a firm focused on the distribution of financial products geared toward the Registered Investment Advisor (RIA) and fee-based advisory channels. Prior to founding DPL in 2014, David served as COO and architect of Jefferson National, a leading insurance carrier focused on RIAs and fee-based advisors. |
|
Managing Director, Head of Alternatives Distribution, iCapital DJames is a Managing Director and Head of Alternatives Distribution on iCapital’s Private Wealth Solutions team. In this role, James oversees a team of regional sales and national accounts professionals that work with top registered investment advisors, financial advisors, and financial intermediaries. |
|