goRIA Virtual Summit - Standard
JUNE 13, 2024 | 11:00 AM - 2:00 PM ET
#goRIAVirtualSummit 

 
Alisha Dowell

Alisha P. Dowell
Independent Compliance Consultant 

Alisha P. Dowell is a strategic compliance expert specializing in investment advisory firms. With extensive experience in securities laws and regulatory compliance, Alisha has served in key roles such as Chief Compliance Officer with numerous SEC Registered Investment Firms and as an Outsourced Compliance Consultant with Key Bridge Compliance. Her expertise includes developing compliance programs, conducting training, and liaising with regulators. Alisha's analytical skills and leadership skills make her an invaluable asset, capable of sharing profound insights on enhancing operational efficiency and ensuring adherence to regulatory standards.